ARTICOLI E SAGGI 21/01/2005 Martin Bertman - Hobbes and Kant
Let us consider that we are witnesses to a man falling overboard from a ship. Excepting skeptical quibbles about errors in sense perception, we have no difficulty in stating this sort of observation as a fact. It is an observational fact but it is not a fact generated within the ambit of science. Hobbes begins with acknowledging the fundamentality of sense observations, however, he continues to a notion of science. Science takes empirical or sense observations in terms of a systematic framework of concepts defined in words or symbols. Thus, the science of physics treats the man falling overboard by a body falling a certain distance in a certain time, under certain qualifying constraints like wind resistance; physiology treats say the action of the lungs when a person – of a certain age and condition – falls a distance; psychology may treat this matter as a suicide. Each science or conceptual frame is warranted by rigorous definitions of its concepts in a particular convenient language. Consequently, the rigor of physics compared to psychology has a greater warrant to be a science.
Hobbes
says, in his time, Galileo made physics a science and Harvey made physiology a
science, the only previous science was Euclid. In addition to these, Hobbes
claims in de Cive, to provide a science of politics. Perhaps
because when he was an amanuensis of the man that Kant dedicated his First
Kritik, Francis Bacon, Hobbes was influenced to ground science on the empirical
and to consider science is an extension of human power. Indeed, when he spoke
about the concept of a circle, unlike Plato, he did not think of it to be an a
priori Idea with an ontological reality, but as the motion of a compass on a
paper. This is an empirical construction from the motion of an object. Further,
Hobbes shows his materialistic opposition to Platonic classical essentialism by
asserting that “truth is of words and not of things.”
Consequently, , agreeing with Aristotle against Plato and Descartes and
Spinoza, because for Hobbes existence is not an idea and ideas are generated by
circumstance, which drives human interest, one can speak of them as
constructed. In a sense, they are artificial. The distinction between what is
called natural and what artificial,
however, is merely useful when below the consummate viewpoint of a naturalistic
orientation that reduces the objects of all scientific frames to matter in
motion. For Hobbes, it is rational – an instrument of our interests as human
beings -- to consider all of nature as matter in motion, mechanically
determined.
Descartes also spoke of nature in the same mechanistic terms. After
Newton, Kant also considered nature in these terms. However, unlike Hobbes,
these thinkers invoked some sort of existence outside of Nature. This brings
them closer to monotheistic religion whereas Hobbes did not convince many
contemporaries of his religious sincerity by constructing a religious frame on
the assumptions of the Bible. For him, in Leviathan, it was a sort of
dogmatic exercise tangential to his physical theory. For Hobbes, the moral
principles leading to peace are only called “laws of nature” on the assumption
of God as a lawgiver but it is better to call them “theorems of nature.”
His
proceeding to treat man, as Spinoza put it, “As a kingdom within a Kingdom”,
evidences the sophistic strain in Hobbes since he accepts man the measure for
politics. Despite his conversation with Bramhall, where Hobbes asserts man is
determined -- a matter he did not wish to discloses -- he treats politics
purposefully or as a final cause. His science of politics is a construction
based on the motions or behaviors he observes in others -- e.g., protecting
their property from thieves -- and, in himself, by introspection. The political
framework carefully chooses empirical observation for its construction. The
psychological observations Hobbes chose must therefore be rather crude but
obvious. The primary observation is human beings are socially unreliable if
they believe they can get away with satisfying passions. Consequently, because
reason is treated, as later in Hume, to be merely the spy of the passions, the
construction of the state must balance one passion driving a person to civil
obedience against passions inclining one to civil disobedience.
Like Machiavelli, Hobbes believes fear,
especially of violent death, is the most powerful passion to curb disobedience
to civil law, which he defines as the will of the Sovereign. (The danger to the
state is fear projected by religious narratives that suggest punishments worse
than death.)The sovereign, whom Hobbes, in suggestive language, calls “a mortal
God,” granted the power given to it by the social contract has a selfish
interest in preserving the state and having it prosper. Therefore, his abuse of
his power will be peripheral and his will, the civil laws, will try to wrest
from circumstance the maximum of state stability and prosperity. Indeed, since
Hobbes offers a science, he does not provide historical descriptions. Its
essentialist thrust is for the normative behavior of sovereigns of “right
reason” and, thus, his doctrine is a recipe for normative function. Beyond the
civil laws, men may act as they wish: freedom is lack of restraint; in
political frame, restraint is defined as the will of the sovereign qua civil
laws. (In physics, there is no freedom because all motion is a matter of
natural law.) Human beings alas lack more prudence than Hobbes’ science asks of
them; this perhaps makes Hobbes’ science substantially hortatory or rhetorical.
The framework through definitions Hobbes
constructs provides nominalist essentialism rather than an ontological
essentialism. It constructs a world like a particular sport constructs a world
through regulative rules which define both the allowable space for play or
action; its creator, protector and referee is the sovereign, which may be made
up of “one, a few or all” in the state. Different states may have differently
composed sovereign and different civil laws to respond to circumstance, but the
goal of any sovereign is the same: its rod and staff will bring comfort. For
humans are frail, in need of artifice. They need both a rod and a staff to
comfort them -- education and police -- to go against the selfish impulses of
their nature in order to secure the benefits of peace, and all the goods and
associations that peace allows.
Kant
admired Newton and Rousseau. Newton, making Galileo elegant, provided the
science of physics as the basic natural framework. Here Kant agrees with
Hobbes. However, Hobbes remains in nature and Rousseau also. Kant needs to
secure the ethical essence of man that Rousseau[1]
emphasizes not in terms of the Newtonian determinations of nature but in terms
of freedom. Like Hobbes, Kant seeks another frame or realm (Reich) for his humanism. Since Kant’s
urge is ontologically systematic rather than, as in Hobbes, methodologically
systematic, he must think of a rational system or consummate frame where the
natural and the noumenal or ethical realms are connected. His problem here is
great, as he understands it when he writes, “A vast gulf exists between the
concepts of nature -- the sensible realm –and the realm of the concept of
freedom – the supersensible realm.” (AA8, 18) Kant’s theoretical task is to
show how the supersensible freedom “realizes within the sensible realm the
purpose of its own laws,” (AA5, 176) because all reality involves a systematic
rational unity. Nature hides this ground of total unity but it is a “great
artist” (natura daedala rerum)
This
relies on Kant’s architectonic of pure reason. A system whose whole in relation
to its parts can only be understood by the conception of its end: "an
inventory of all our (mental) possessions through pure reason, systematically
arranged." (KRV, A, xx) Kant, moreover, provides not merely formal
-- just a mere system of transcendental principles (Anfangsgruende) – he offers a doctrine of the concrete realization
of the systems principles; otherwise, he believes that the system is a
conceptual delusion (Wahnbild). This is
the profound theoretical springboard for responding to Hume’s skepticism about
causality and personal identity. Kant’s task is to show the systematic
perspective of the sensible and the supersensible realms and then to connect
them in a rational unity.
Kant
considers knowledge -- e.g. Newtonian physics -- to depend on a schematized
manifold. The intuitions of space and time and the categories of the
understanding construct sensible phenomena. This offers a synthetic a priori; a
synthetic judgment cannot be justified by analysis since it contains both a
logical and an epistemological dimension. For example, in Euclidean geometry,
the shortest distance between two points is not logically entailed by the
concept “straight line”; for Kant, straight is a quality where shortest is an
addition that cannot be derived by analysis. In the phenomenal realm, also the
complete concept of a perceived thing is within limits clearly asserting a
primary character not open to analysis: completeness is in terms of predicates
for distinctness of its conceptual boundary and primary by these predicates not
derived from other predicates. Further, because phenomena or sense perceptions
are a product of a mechanism of anthropological psychology they do not provide
us with anything more than human reality. This anthropological mechanism does a
particular task; but a dishwasher is not a toaster, other mechanisms can be
supposed but are unknown to us, say phenomena produced by the eye of the bee.
Indeed, since any mechanism in nature receives material from an unknown source,
the Ding-an-sich, the initiating
provocation for sense experience must remain unknown, in principle.
Within
this natural sphere, the natural law perspective offers a mere concept of
determinacy for what we know and do. Kant writes, for example, "Whatever
conception of freedom of the will one may form in terms of metaphysics, the
will's manifestations in the world of phenomena, i. e. human action, is
determined in accordance with natural laws as is every other natural
event." ("Idea of a Universal…,” first sentence.) In the same essay,
he continues, "Nature has willed that man should, by himself, produce
everything that goes beyond the mechanical ordering of his animal existence,
and he should partake of no other happiness or perfection than that which he
himself independently of instinct has created by his own reason."
For
his supersensible ethics, Kant’ primary predicate is freedom, about which, like
Aristotle, he thinks is a clear and undeniable human intuition; though, Kant
seems to believe that freedom to act is an illusion, except as it is a noumenal
assertion of the ethical pure will: presumptively, the non-illusionary
character of our rational integrity. Consequently, this intuition is not a
natural law from the perspective of scientific construction. It is beyond the
sense world because freedom, (illusionary or not,) presents itself with a
powerful simplicity. Schopenhauer called it a “hypophysical fact.” Nor does he
consider it as an illusion though, as old Plato discouragingly put it in the Laws,
sometimes one feels that one is merely a puppet on golden strings pulled by the
gods.”
The ethical law is wedded to freedom and it is unconditional and
universal for all rational beings, say for porpoises, beings on other planets
and God, if they are rational existents. Freedom, consequently, reflects the
essential ontological essence or personhood of man as a noumenal being rather
than his natural personality. However, this putative ontological sphere is not
a place of action, nor can it be understood under by a clear and distinct
description; somehow, mysteriously Kant admits, the noumenal is linked to
nature by the consummate and thus speculative systematic viewpoint.
Since it is mysterious, and since there are limitations on what we can
know, one must speculate by “a rational faith.” Upon the assumption of freedom
as the quality of ethical pure will, in addition with ethical rational
character as a self-identity notion, Kant sees it necessarily obeying a
non-contingent, necessary and universal demand for action.
The
Third Kritik, Part II, provides the outline of such a speculation through the
systematizing power of the human judgment (Urteilskraft).
To the putative firmness of our intuition of freedom, only in a pure ethical
will, a conception of God is particularly necessary yet moves speculation into
mystery. Kant writes, "To have recourse to God, as the Author of things,
in explaining the arrangements of nature, and their changes is at any rate not
a physical explanation but a complete confession that one has come to the end
of his philosophy, since he is compelled to assume something of which in itself
he otherwise has no concept." (KPV, [139])
Yet
more hesitantly, because of its conceptual reliance on a Menschlich-allzu Menschlich sensibility, obviously moved by
revenge, outraged justice and personal demand, Kant completes the speculative
trinity with immortality. The last two are not matters of knowledge or perception;
they are rational postulates necessary to Kant’s construction of a realm
outside the natural that can explain certain important question about the
relation of the non-natural ethical realm to the natural realm.
In
the Second Kritik, Kant writes, “postulates give objective reality to the Ideas
of speculative reason in general.” (#88) Postulates are a product of judgment
and “Postulates because they are dependent on the highest good are not directly
necessary to morality or revealed by pure reason and they cannot be
theoretically justified.” (#207) Nevertheless, the proviso suggests theory is
only justified within the critical limits of natural science. Speculative
metaphysics is Kant’s attempt to answer Hume’s skepticism, and to ground moral
duty, with its circumstantial aspect, in a non-contingent formal ethics. The
answer both is aside from the historical or sociological but, on its
assumptions, grounds the putative progressive direction of human history to an
ethical eschatology.
Kant’s agenda for metaphysics was
present as early as his prize essay; “Ontology is a system of all concepts of
the understanding and principles, insofar as these are given to sense, and are
concerned with the objects that may be experienced. It does not concern itself
with trans-sensible objects, which, nonetheless, are the final goal of
metaphysics. Ontology therefore belongs to metaphysics as a preliminary science
of metaphysics proper, as its porch or front garden. It is called
transcendental philosophy, because it comprises the conditions of all knowledge
a priori and its initial elements.” (W.W. VIII, p. 283)
From
the sense or natural perspective, Kant tells us, cause is determined according
to the rules of the understanding in our anthropological psychology. Yet, the
initiation of sense is in mystery as a mere natural action but tangential to an
ethical demand. However, God’s pure power is assumptive, expressed as always
acting ethically. God’s creation of nature as a mechanism of conflict (Streit), whose historical purpose is the
progress of the human race to a republican form of government, contains
perfection aside from a natural perspective. Kant has wrought a complex
systematic groundwork for agreeing with Rousseau’s politics: Republicanism
represents the ethical in the world of circumstance. Kant writes, “As Hobbes
maintains the condition of nature is a realm of injustice and violence, and we
have no option save to abandon it and submit ourselves to the constraints of
the law, which limits or freedom solely in order that it may be consistent with
the freedom of others and with the common good of all.” (KrV A752/B780)
Broadly, politics in representing the ethical is formally like the work
of judgment in appreciating the beauty of art[2].
However, where the latter is a presumption of taste, a human illusion about the
universality of judgment, politics has a non-presumptive quality because it is
in the realm of natural as consequential action. Thus, the Third Kritik
discusses the creator God, mysterious in His nature, assumed rational and
ethical; providing His act of creating nature. The concept of creation has a
phenomenal root it returns us to the ding-und
sich aspect of reality, which dislocates time as a mystery.
Noteworthy,
this recalls that human beings have the same ontological ethical essence as
does God. However, they have it in a formal but not material manner of
immediate action since they recognize it in themselves through freedom.
However, by being in nature, the human creature through vanity or false
humility is suspect of ever achieving a pure obedience to the moral law. Kant
writes,” Although many a thing demanded by duty may be done in accordance with
it, yet there is always reason to doubt that it is has been actually done out
of duty, and thus has moral worth.” (Metaphysics of Morals Sect. 2,
first para.) Kant frequently doubts that any human being has ever acted from a
pure will; yet, humans can act in concert with the actions of a pure will: this
is called ethical duty it is an expression of, to use Nietzsche’s phrase, of a Menschlich alzu Menschlich nod to the
autonomy of a further unqualified essence of all rational beings.
*******
I
have offered a canvas with broad strokes; however, before I extend implications
and add important considerations within Hobbes and especially Kant’s position,
I shall emphasize certain fundamental considerations with some summary
comparative remarks. When considering nature, both Hobbes and Kant
substantially agree about physics being the reductive science whose laws are a
determinative or efficient causality. Hobbes takes this as the only system open
to mankind and always provides a materialist explanation, even in theology he
argues for the mortalist doctrine of bodily resurrection. In the Second Kritik
and the Grundlagen, Kant, however, demands freedom as the necessary
quality of ethics and thus he has to provide another realm than nature. Since
he considers knowledge to be of nature, this realm is posed as a speculation
based on reason. Hobbes as a naturalist thinker, without recourse to Plato’s
ontology of existence takes the position of Aristotle that a form must be given
to any existence thing by the definitions creating a system or framework for a
science. Unlike Aristotle, Hobbes like Kant is subjectivist, by emphasizing the
mind must function in a particular manner (he anticipates Kant, when in
response to Descartes, he points out even if the world is destroyed or an
illusion, one must still think in categories attached to matter in motion).
From this perspective, freedom for Hobbes is following one’s desires without
impedance and morality is the conditions, which are most beneficial to the
human being considered in the abstraction of generalizing from sense
impressions, which are evidence for a few innate psychological inclinations.
For Hobbes, social functioning needs peace. Peace is only had by living within
the state and the simultaneously created social order. His empiricism ground is
evidenced by saying that peace, state and in personal relations as well, is to
be considered by empirically grounded theorems of nature like promise keeping,
gratitude, accommodation, etc., which if one is monotheistic, a matter of
non-empirical faith or obscure argumentation, one would less properly call the
laws of nature.-
Kant’s non-natural freedom finds its resource in the
monotheism of a creator God, a God without a human face, but who has made man
in his image or paradigm (Hebrew: zal).
That image is not a sensuous one but a shared ethical essence, which has a
rational quality because reason is Platonically, qualified to the extent it
demands a systematic judgmental justification for noumenal ontology. Here Kant’s
resource is the logical tradition of Leibniz-Wolff-Baumgarten. Kant employs the
distinction of Baumgarten between conceptibilis and comprehenibilis;
that is, between having concepts clear and distinct within an intellectual
domain, say a natural science, and the sort of rationality, whose
characteristic is clarity, that is a reasonable speculation. Speculation using
freedom and God, is clear in presenting a formal system on such assumptions but
it is not distinct, it does not have a
boundary like the intuitions and categories provide; thus, it is not knowing.
This “rational faith” sets the problem that we shall attend to, viz. a bridge
between the two spheres in terms of a consummate system at the limit of human
possibilities to think. The problems of systematic coordination are very great;
e.g., from the scientific perspective, Kant accepts Hobbes’ chains of cause and
effect but from the noumenal perspective, free or uncaused action intrudes into
the chain. The ethical human act, if indeed there is such, is like God’s
creation of the world uncaused; for Kant, this “philosopher’s stone” is an actus purus a spontaneous response
recognizing of the actor’s ethical essence. To obey in a spontaneous manner
one’s essential nature is to have an identity that cannot be undercut
naturally, like the social identity accepted by a Humean or Wittgensteinian
conventionality, a socially qualified understanding of individual autonomy.
Now there are several matters of similarity between Hobbes and
Kant, which fall into a general cultural orbit, though they of course, by
argument, they are projected into philosophical doctrine. For one, both are of
a Protestant background are in opposition to Catholicism, which Hobbes called
“the Kingdom of Darkness.” Catholicism has historically had political
aspirations and it interferes with the power of secular orientations, which
both thinkers applaud. Both Hobbes and Kant see Catholicism as a politically
organized entity that not only subverts secularization and tolerance but increases
superstition, subverting clear thinking by idolatry and the superstition of
ghosts and devils, called holy or not.
From the Protestant side a subjective orientation leaves
a trace. Particularly, Luther’s verborgene
Innerlichkeit (secret inwardness or conscience) becomes the ethical
essence, which is universal and unconditional as law to all human beings.
Hobbes and Kant both avoid religious dogma and reduce Biblical religion to
simple assertions – Hobbes says the Christian is merely one who has a faith in
Christ as bringing salvation; Kant says the essence of all religions is ethics.
Nevertheless, unlike Hobbes, Kant weaves many Christian themes into his
rational system: the reality of sin, the anti-natural approach to perfection,
and immortality as a condition of God’s justice.
Another similarity between Hobbes and Kant is the acceptance
of political order as part of the betterment of humankind, this contrasts with
Plato’s philosopher as self-sufficient, an idiota.
This is done by both accepting a sort of equality; for Hobbes it is the natural
equality of vulnerability in a condition of nature that drives the contract for
choosing a sovereign; for Kant, it is the equality or noumenal autonomy of any
rational being that provides the ethical condition for an appropriate political
representation. Further, their analysis and arguments are formal with gravity
toward the legal. They both present conclusions for humankind not for
individual instances. Both Hobbes and Kant are not intuitive or aesthetic
existentialists, neither of the stripe of Sartre or Rorty, nor would they
follow the romantic track from Herder to Bergson of opposing élan vital to radeur mechaniqu, the intuitive
to the abstractions or concepts, much less the schwaermerei of Hamann’s radical mysticism[3].
Nevertheless, Kant’s historical doctrine shows traces of romanticism, Herder’s[4]
organic historicism, especially when he contrasts the mechanical determination
of nature and the freedom the progress of history. In “Idea of History from a
Cosmopolitan Viewpoint” Kant writes, “Nature intended that man develop
completely on his own everything that goes beyond mere mechanical regulation of
his animal being.”
Further, Kant, though more mutedly than Hobbes, accepts
the modern political notion of the social contract. However, Kant finds Hobbes
logically exhaustive depiction of the sovereign as “one, some or all of the
state” to lack distinction of quality. He mentions his opposition to this
formal exhaustion of possibility in “Toward Eternal Peace,” without a direct
reference to Hobbes. Instead, as we have seen, for Kant only the republican
form of government captures moral duty and is the instrument to ethically
legalize or legitimize the state as a representative of ethical laws. Where
Hobbes isolates each state as a world unto itself, created by the will of that
“moral god, “the sovereign, Kant has a “cosmopolitan viewpoint” and, in the
path of St. Pierre and Rousseau speaks of a league of nations, united in
representation of a shared humanity. Kant, unlike Hobbes, thus, at the least,
suggests the possibility of universal human rights. World government,
nevertheless, is a logical possibility for Hobbes, but before our global
technological horizon, it was too unpractical to mention.
Notwithstanding
obvious differences, some scholars of a previous generation have seen a
fundamental similarity at least the political/ethical doctrines of Hobbes and
Kant. I mention some of these: A. E. Taylor[5],
Warrender[6],
and Lamprecht[7]. The basis of
their conclusion arises from such a statement in Leviathan: “The law of
nature consisteth as the fountain and original of justice.” They argue that
Hobbes’ view of nature having a logical bearing on keeping the promise of
allowing the state to limit one’s freedom of movement or behavior captures
Kant’s Hobbesian conclusion of state disciplining individual interests and,
further, that obedience to civil law ought to be grounded in an ethical code
fundamental to human beings. Opposition scholars find those that make this
argument about fundamental similarity too glibly superficial. The opponents
quote the continuation of Hobbes’ above quote, viz., “For where no right hath
been transferred and every man hath a right to everything; and consequently no
action can be unjust.” (Ibid) This addition, albeit the in foro interno germ of the state by prudence, misses the dramatic
shift of Kant’s opposing the natural to the absolute ethical, where justice has
its source.
However, without further ado, let us proceed to weave some
details that can lay the grounds for such a debate. Kant says, “it is quite
terrifying” of Hobbes’ de Cive statement, which he quotes: “The head of
state has no contracted obligations; he can do no injustice to the citizen, but
may act towards them as he pleases.” (Gemeinspruch, #14) Against this position,
Kant responds, “The people have inalienable rights against the head of state,
even if there cannot be rights of coercion.” (Ibid. #84) Kant takes all
naturalist theories to have the goal of happiness, his non-natural ethics
treats man as an end-in-himself: it is not telic. The goal of ethical
dutifulness is an ontological dignity.
Consequently, Hobbes state seems to Kant as if
constructed “by a group of intelligent devils.” I believe, Kant misunderstands
an important moment of Hobbes thought; the state provides not happiness but, by
security, the condition for it. Though Kant is correct in location a naturalism
in the tradition of Aristotle and Hobbes in terms of happiness. The naturalism
of Plato is more ambiguous but Kant has rather co-opted Plato’s idealism in
terms of the Christian tradition of the Church Father, and especially
Augustine, for a none-naturalism if that word is your preference for the word
“supernatural.”
. Hobbes is quite modern in his broad view that happiness is
provided to different persons in a variety of ways, this avoids a specific
content for happiness and is open to temperament, education, and condition in
terms of a “right reasoned” balance of desires in the circumstance that one
finds oneself. Kant’s emphasis on duty seeks a supernatural reward. In an
implicit answer to Habakkuk’s questioning God’s allowance of prosperity and
well-being for evil men, Kant needs immortality to give happiness to the
morally deserving; one recalls Plato’s solution is more humanistic by choice
based on habituated character and experience in a mythos of reincarnation. Kant employs the traditional Christian
notion of evil in his immortality speculation; evil is a strange instrument for
correction by a God of love. The theologically tangential strands, as I believe
this to be, are seemingly the weight of acculturation.
Hobbes’ original covenant for a “mortal God” treats the
sovereign as outside of the state, as God is outside of His creation. His
power, as he responds to Job, makes God immune from questioning since he has
provided, as the mortal God the wherewithal of existence. However, Hobbes
emphasizes, the sovereign has a mortal interest to secure the good that accrues
to power; it must preserve the state in order to exist; it must have the state
prosper in order for its human pride to be satisfied. One cannot collect taxes
from thieves; the sovereign overwhelms simple thieves and, indeed, the thievery
of mind, money and dignity of powerful interests that might impudently compete
with the sovereign for managing aspects of the state. Consequently, if the
sovereign does not do this rational functional condition of his position he is
vulnerable. At the end of Leviathan II, Hobbes steps outside the formal
order of a scientific state construction. He warns the King that if he is lazy
or confused in attending to the needs of sustaining his condition he shall
engender rebellion – which is not a political concept because it is a return to
nature. Hobbes believes this is necessary as surely as a stone falls downward;
that is, by this material metaphor, Hobbes emphasizes uncontrolled human nature
will destroy the artifice of the state.
This is different from Kant’s republicanism of which
he writes, “Whatever a people cannot impose upon itself cannot be imposed on it
by the legislator.” (Ibid. #85) This limits civil law by inalienable rights as
corollaries of the ethical law. One might call such human rights. This thought
is extended in “Toward Perpetual Peace” when Kant writes, “For any form of
government which is not representative is essentially an anomaly, because one
and the same person cannot at the same time be both the legislator and executor
of his own will.” As we have seen, Hobbes’ sovereign is just that. In
principle, he has the executive, legislative and judicial function or civil
will; of course, Hobbes understands that in the large entity that a state is
this means a large civil service; most decisions are carried out in the name of
the sovereign. Hobbes asks such functionaries to suppose that the sovereign
wills the theorems of nature, though the sovereign can reverse any of his
servant’s judgments. This is not logically equal but a practical asymptote of
Kant’s deference toward the King: Kant writes, “The non-resisting subject must
be able to assume that his ruler has no wish to do him injustice.”
(Gemeinspruch, #84) The thought here moves to an ideal in “Eternal Peace” where
Kant writes of political freedom: “it is a warrant to obey no external laws
except those to which I have been able to give my consent.” (#99) Thus, Hobbes
mortal God has subjects and servants whereas Kant has citizens.
A civitas maxima
germ is in Kant’s cosmopolitan attitude. Kant writes, “The greatest problem of
the human species, the solution which nature compels him to seek, is that of
attaining a human society which can administer justice universally.” (“Idea of
History…”) That essay, written in 1784, is elaborate in 1798 in relation to a
purposeful cosmopolitan goal. The following quote appears there; it is in
Kant’s last lecture series, Anthropology from a Pragmatic Point of View.
“The character of the species as it is indicated by the experience of all ages
and all peoples is this: that taken collectively, (the human race as one
whole), it is a multitude of persons, existing successively and side by side,
who cannot do without associating peacefully. And yet cannot avoid constantly
offending one another. Hence they feel destined by nature to [form] through
mutual compulsion under laws that proceed from themselves, a coalition in a
cosmopolitan society (cosmopolitanismus)
-- a condition which, though constantly threatened by dissention, makes
progress on the whole.” (191) Despite the moral ground on which these comments
ride, the aspects of humankind in nature leading to a compulsion for the
purposeful forming of society and the discipline that must maintain that
society is simply Hobbes.
In Kant’s writing on education,[8]
discipline (Zucht) is negative in by
merely providing boundaries for action; Kant writes, “It is discipline that
prevents man from being turned aside by his animal impulses from humanity, his
appointed end …Discipline, then, is merely negative, its action being to oppose
man’s natural unruliness.”[9]
In this, we have the rational for Hobbes’ politics: the state as an artificial
container of chaotic or unruly nature. However, “Discretion and sympathy is a
matter of temperament; morality is a matter of character.” Kant continues the
penultimate quote, writing, “”Moral culture must be based on “maxims” not upon
discipline. …Maxims[10]
ought to originate in the human being as such. …Morality is something so sacred
and sublime (Erhebenheit) that we
must not degrade it by placing it in the same rank as discipline.” One recalls
the Greek word for the sublime hypsos,
thinking of Plotinus” ontologically consummate Alone moving, “unsprung and
springing” the soul’s solitary flight toward it. Kant, in this popular essay on
education, clearly emphasizes the positive aspect of the task of political
representation of the noumenal determination of human dignity. Kant’s point for
moral education -- (and recall the Latin origin of the word viz. the placing on
the outside what is on the inside) – is “Our duties toward ourselves consist in
guarding, each in his own person, the dignity of mankind.”[11]
Yet, as the American poet, Ogden Nash put it: “Oh duty you
are no sweet petudy.” Granted, but in a theory that strives for rational
system, Kant must avoid schizophrenia by linking natural action in circumstance
and its non-natural ground: a difficult task. In Metaphysic of Right,
Kant first writes, “Every action which by itself, by its maxim, enables the
freedom of each individual’s will to co-exist with the freedom of everyone else
in accordance with a universal law is a right.” (para. A) Then, he writes,
“Right in the strict sense, that is right unmixed with any ethical
considerations requires no determinants of the will apart from purely external
ones.” (para. E) But, if not a quest for certainty, then a quest for a
“rational faith” must wrestle with confusions of the natural psyche.
Kant agrees with Hobbes suspicion of human nature, Pace
Isaiah Berlin, using the phrase from Plato’s Protagoras, Kant spoke of
human nature as a “warped wood” near impossible to straighten. When Kant says,”
[The human being] thus needs a master to break his self-will and force him to
obey a universally valid will under which everyone can be free” (“Idea of
History…”), how can we not find the immediate wisdom for ourselves in Hobbes’
negative original in constructing
political order. Kant seductiveness is by a positive position, he has a
pure stream flowing within and finally transforming a muddy ocean of human
circumstance where Hobbes is silently unbelieving in such eschatology. The
matter continues in its ambiguity. Kant seductively stands against ethical
relativism and its corollary in a conventional approach to grounding values; he
opposes Hobbes’ utilitarian muteness about soul qua noumenal essence of a
rational being. For Kant, Hobbes offers a mere tactic without a strategic
understanding of the warfare nature imposes to achieve an eternal peace. Here
Kant, like Plato is an opponent of the relativism and conventionalism of our
sophistic and skeptical age that accepts these tactical doctrines, evidenced by
the success of Wittgenstein and Rawls. The era’s cutting-edge hoi-polloi combines tactical toleration
with the strategic ideology of human rights.
If human rights are not inalienable rights, they are just
the rhetoric of ideological imperialism. Rawls’ doctrine shows a usual
ambiguity. He offers a confused merging of a radical equality for a conventional
idea of citizenship. His “veil of ignorance” has no individual quality –without
qualities one is not man or woman, right or poor, intelligent or stupid – one
is merely a liberal democratic citizen constructing “A” justice as fairness;
yet, Rawls calls this a Kantian construction, when Kant views justice as “THE”
supranatural noumenal basis offsetting falsely conflicting natural interests
sometimes ideologically posed as justice. Ideology is opposed by both Kant and
Hobbes, in Kant it disappears in the illumination of ethics and a cosmopolitan
spirit, in Hobbes it disappears but the artificial construction of a state with
a few essential laws that reasonably make for security and prosperity and leave
all else to the natural disposition of freedom as a personal choice. Both stand
against an age that shifts between tolerance gone amuck – Kant calls tolerance
“a haughty characteristic” --and a determined and irrational brutality.
Yet, for the individual viewing his world, let us call that
person the good man or woman, he cannot but sympathize with Plato’s saying of
that the philosopher is a person “who must huddle near a wall until the storm
of life passes.” In Kant’s lifetime, Robespierre soaked republicanism in blood
and, in ours, the main police station in Paris has three portals each with one
of the following words liberte, egalite,
fraternite; Hobbes’ protection oriented, utilitarian politics can find
irony in supposing this building rests on a cosmopolitan edifice, a Kantian
construction.
In a last word, let us leave aside the pedantry of
scholarship and the technical slippage of academic philosophy. In the
aspiration of human beings, at their best, is a measured response to manage
together, what is often presented by an either/or, viz., happiness and dignity.
If a choice is to be made between morality and expediency "The rights of
man must be held sacred, however great a sacrifice (from the viewpoint of
natural desires) the ruling power may have to make. The transcendental, pure
will ought to be the guide of mankind who, nevertheless, "is a long way
from moral maturity." ("Idea for a Universal History. . .")
Hobbes search for security, as Kant rightly understood, is a surrogate for
happiness because security is the condition that allows its possibility. Wisely
or not, Hobbes is silent about dignity. Kant is not. He takes the enlightened
soul as a pure white bird flying against a chalk white cliff during a summer
solstice noon. Courage and hard work, the temperament for thinking for oneself,
Kant believes brings enlightenment. Otherwise, however, dignity is a constant
shared equally; it is each soul’s place aside from possibility, unconditional
in its demand.
Let us consider the aporia
of the either/or of happiness/dignity by the starkest, unmeasured instances
of the need for security against, alternately, radical self-sufficiency. On the
need for security from inhumanity, we have in living memory, Kant’s countrymen
making lampshades of human beings; grotesquely, of the people who wished to be
a light to the nations. In an alternate extreme measure, how many human beings
have the perhaps insane, perhaps sane strength of acting in concert with
Socrates words, spoken near the hour of his death: “Dear Crito, the ONLY thing
that can harm a person is the mutilation of the soul?”
[1] In "Mussmasslicher Anfang der
Menschengeschichte" (1786: "Conjectural Beginning of Human
History"), Kant presents his own reading of Rousseau: "the assertions
of the celebrated J.J. Rousseau are often misinterpreted and has an appearance
of inconsistency: Rousseau’s On the Influence of the Sciences and On
the Inequality of Man shows correctly the inevitable conflict between
culture and the human species considered as a nature. But in Emile, in Social
Contract, and other writings, Rousseau tries to solve a harder problem: how
culture may move forward to bring about a ethical development of mankind and,
thus, to end the conflict between natural strife and morality. Now here it must
be seen that all evils which express human life, and all vices which dishonor
it, spring from this unresolved conflict." (116)
[2] Herder and
the Goethe Kreis (circle, group) stress intuitive artistic sensibility are not
only in harmony with nature but Genius is also a creative force in culture and
politics. Hamann, Herder’s mentor after he left Kant’s tutelage, has the
characteristic romantic view dismissing the systematic thinker. Hamann called
them "rational spiders" (Spinne is a pun on Spinoza: B ii, 203) and
his advice to Herder was "Think less and live more." (B ii, 330:1765)
[3] Jacobi provokes an important cultural controversy
defending theism; he held that "God as Nature" (Deus sive Natura) in
the rationalism of the exemplary Spinoza leads to nihilism and to a pantheistic
"atheism." Impressed by Hume’s skepticism, but yet being an intuitive
believer, Jacobi allies himself with Hamann’s (1730-87) radically subjective
theism who says, "The light is in my heart but as soon as I seek to carry
it to my head it goes out." (Werke I, 367) This quote could have as
well come from Rousseau. Further, Hamann writing to Jacobi suggests his
distance from Kant, his fellow Koenigsburger: "I am close to suspecting
that the whole of philosophy consists more of language than of reason, and the
misunderstanding of countless words, the personification of arbitrary
abstractions."(Briefwechsel v, 272
[4] A visionary and unrestrained tone in Herder has
traces of Hamann. In Kant’s review (1795) of the second volume of Herder’s Ideas
for a Philosophy of the History of Mankind, he makes more explicit his
defense of the Enlightenment against Herder than in his review of the first
volume (1794). Kant is against Herder’s discursively undisciplined erudite
showmanship and conjectured analogies which, is also applicable to Hamann and,
before him, to such figures as Bruno, Campanella, and others of a Gnostic and
hermetic mystical stamp: "we want to question whether the poetic spirit
that enlivens the expression does not sometimes also intrude into the author’s
philosophy; whether synonyms are not valued as definitions and allegories as
truth . . . whether the tissue of
daring metaphors, poetic images, and mythological allusions does not conceal
the corpus of thought." (61
[5] See, “The Ethical Doctrine of Hobbes,” Philosophy
XIII (1938).
[6] See, Political Philosophy of Hobbes (Oxford:
1957). Also “A Postscript on Hobbes and Kant,” Hobbes-Forschungen
(Berlin: 1969) 153-8.
[7] See, “Hobbes and Hobbism,”American Political
Science Review 34 (1940) 31-53.
[8] Kant, Education (University of Michigan
Press:1960) 96.
[9] Ibid, p3.
[10] Ibid. pp. 84-5. Note: Kant claims maxims derived
from the categorical imperative are synthetic a priori since they can have no
empirical origin for limiting the subjective principle, which, because asserted
without conditions, their range is universal. Here empirical consideration is
merely of presenting the opportunity for a “logos” measurement. A discussion
that disagrees with this claim is too complex and technical to pursue here.
[11] Ibid, p. 103.
Questo documento è soggetto a una licenza Creative Commons